FSCA-Regulated FSP Broker in South Africa

This company is a Financial Services Provider (FSP) regulated by the Financial Sector Conduct Authority (FSCA) in South Africa, holding a Category I FSP licence. The entity was incorporated in 2023 and has been operating under an established regulatory and compliance structure since licence issuance.

The licence authorises the provision of non-automated financial advice and intermediary services across a wide range of approved financial products. A minimum of one local bank account is included, and the company benefits from an existing operational setup, including appointed key individuals and external compliance support.

A change of ownership can typically be completed within 7–10 business days, making this an efficient acquisition option for buyers seeking a regulated brokerage platform in South Africa.

Technology & Compliance Stack

• FSCA Category I regulatory framework in place
• Appointed Key Individual, Director, and External Compliance Officer
• Compliance and reporting structure established
• Local banking relationship included

(No specific technology or trading platforms disclosed)

Products & Activities Approved

Under its FSCA Category I FSP licence, the company is approved to operate across the following financial product categories:

• Pension Fund Benefits

• Retail Pension Benefits

• Long-Term Insurance

• Shares

• Money Market Instruments

• Debentures and Securitised Debt

• Bonds

• Derivative Instruments

• Participatory Interests in a Collective Investment Scheme

• Long-Term Deposits

• Short-Term Deposits

• Broad permissions for non-automated financial advice and intermediary services

This approval scope allows the company to function as a regulated broker across multiple financial product lines within the FSCA framework.