FSCA-Regulated FSP Broker in South Africa

This company is a Financial Services Provider (FSP) regulated by the Financial Sector Conduct Authority (FSCA) in South Africa, operating primarily as a broker within the scope of its approved financial product categories. The entity has been incorporated since 2019 and maintains an established regulatory structure, including a Key Individual, Director, and External Compliance Officer.

The licence permits the provision of non-automated financial advice and intermediary services, making it suitable for brokerage-focused business models. Existing staff, including key regulatory roles, are available to remain with the company following acquisition, supporting continuity and regulatory stability for the new owner.

This structure offers an accessible entry point into the South African regulated financial services market, particularly for buyers seeking a compliant brokerage platform with an existing operational and compliance setup.

Technology & Compliance Stack

• Appointed Key Individual
• Director and External Compliance Officer in place
• FSCA compliance structure established
• Advisory and intermediary service framework implemented

(No specific technology providers disclosed)

Activities & Approved Products

Under its FSCA FSP authorisation, the company is approved to operate across the following financial product categories:

• Long-Term Insurance

• Short-Term Insurance

• Retail Pension Benefits

• Pension Fund Benefits

• Participatory Interests in a Collective Investment Scheme

• Long-Term Deposits

• Broad permissions for non-automated financial advice and intermediary services

These approvals allow the company to operate as a regulated broker across multiple financial product lines within the FSCA framework.